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Nation’s First Legal Challenge to Allow Psilocybin Therapy in End-of-Life Care Under “Right-To-Try” Law Heard by the Ninth Circuit Court of Appeals:

Cancer patients seek relief from anxiety and depression in alignment with ongoing research on the effectiveness of psilocybin in mental health care.

Time: 1 p.m. PST, Thursday, September 2nd, 2021

Pasadena Virtual Courtroom

Live Video Link: https://www.ca9.uscourts.gov/media/streaming/watch/pasadena-virtual-courtroom-1-1200pm-thursday-9-2/

Summary:

Two patients with advanced cancer and their palliative care physician challenge the Drug Enforcement Administration’s position denying patients with life-threatening medical conditions from accessing therapy with psilocybin (the active ingredient in “magic mushrooms”), which has been shown remarkably effective in alleviating depression and/or anxiety.

A Petition for Review was filed in the United States Court of Appeals for the Ninth Circuit on behalf of the Advanced Integrative Medical Science (AIMS) Institute, Dr. Sunil Aggarwal, M.D., Ph.D., Michal Bloom, and Erinn Baldeschwiler, all in the Seattle region.

Psilocybin is classified as a Schedule I Substance by the DEA. Research by some of the world’s leading academic institutions is showing dramatic promise of psilocybin therapy in relieving anxiety and depression of patients with cancer.

The 9th U.S. Circuit Court of Appeals will hear argument in the case challenging the Drug Enforcement Administration’s determination in February that it lacked authority to waive any provision of the Controlled Substances Act to allow medical use of psilocybin. The challenge is brought by a Seattle doctor, Sunil Aggarwal, and his clinic and research institute, the Advanced Integrative Medical Science Institute, seeking to provide psilocybin therapy to terminally ill patients to treat depression and anxiety under Washington’s “right to try” law, which aims to give certain patients access to experimental therapies.

Who:

Erinn Baldeschwiler: is a 49-year-old mother of two teenagers. She has stage IV metastatic triple-negative breast cancer that was found throughout her body. She was informed she had statistically two years left of life and the main focus of treatment and care would be to maintain the highest quality of life for as long as possible. Erinn would like to try psilocybin to alleviate her emotional suffering, which includes anxiety and depression.

Michal Bloom: is now retired, due to disability caused by her medical condition. She formerly practiced law as an attorney with the United States Trustee Program, within the United States Department of Justice. She has advanced, recurrent, BRCA+, ovarian cancer with metastasis to her lymph nodes and was first diagnosed in February 2017.

Since then, Michal has undergone several surgeries, and several rounds of chemotherapy for treatment of the cancer. She has also had surgery to install a port for chemotherapy in her chest and has had to manage side effects of various treatments, including persistent recurrent intestinal distress; terrible constipation and recurring bowel obstruction; chronic fatigue; weakness; hospitalization for an infected port; enduring an episode with MRSA; and has experienced the distress of having open wounds for months.

Michal understands that she may have a very limited quantum of time to live and does not have the luxury of time to await the full FDA new drug approval process to run its course to access a promising investigational drug. Michal has experienced severe anxiety and depression, which conventional therapy, even Ketamine-assisted therapy, has not ameliorated.

Kathryn Tucker, special counsel, Emerge Law Group, Portland, OR, one of the nation’s leading patient rights advocates. Kathryn is Special Counsel at Emerge Law Group, where she co-chairs the Psychedelic Practice Group.

Kathryn is also executive director of the End-of-Life Liberty Project (ELLP)Kathryn founded the ELLP during her tenure as executive director of the Disability Rights Legal Center (DRLC), the nation’s oldest disability rights advocacy organization.

Tucker served two decades as Director of Advocacy and Legal Affairs for Compassion & Choices, working to improve care and expand choice at the end of life. She has held faculty appointments as Associate Professor of Law at Loyola Law School, Los Angeles, and as Adjunct Professor of Law at the University of Washington, Seattle University, and Lewis & Clark Schools of Law, teaching in the areas of law, medicine and ethics, with a focus on the end of life.  Tucker was counsel representing patients before the SCOTUS in Glucksberg v WA, Quill v NY, and Oregon et al v Gonzales.

O: 503.227.4525
D: 206.595.0097
kathryn@emergelawgroup.com

 

Sunil Aggarwal: M.D., Ph.D., FAAPMR, Hospice and Palliative Medicine, co-founder and co-director, AIMS Institute. Dr. Aggarwal is a hospice and palliative medicine and physical medicine and rehabilitation physician and medical geographer. His primary clinical work is as an Integrative Pain, Palliative Care, and Rehabilitation Physician in private practice at AIMS Institute (Seattle, WA) and as an on-call MultiCare Palliative Physician and Associate Medical Director of MultiCare Hospice (Tacoma, WA).

Dr. Aggarwal previously ran the palliative care medicine consultation service at the MultiCare Auburn, Washington, hospital and regional cancer center. His medical geographic scholarship interests are in geographies of access, delivery, and development of cannabinologic and psychedelic integrative medicine, especially as they pertain to development in pain management, hospice and palliative medicine, and rehabilitation services.
saggarwal@aimsinstitute.net
D: 206-420-1321

Media contacts:

Kathryn Tucker
Emerge Law Group
O: 503.227.4525
D: 206.595.0097
kathryn@emergelawgroup.com
https://emergelawgroup.com/

Bad Bawmann
The Bawmann Group
O: 303.320.7790
D: 303.870.3949
brad@goteamtbg.com
https://goteamtbg.com/
Justin Hays
Emerge Law Group
O: 503.227.4525
D: 971.570.6564
justin@emergelawgroup.com
https://emergelawgroup.com/

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Read Mercury News Article here: When the Aid-In-Dying Law Leaves You Out 

A number of Californians with terminal illnesses involving progressive loss of physical ability filed suit today in federal court, along with a group of physicians who treat such patients, asserting that California’s End of Life Options Act discriminates against them. The law, Cal. Health & Safety Code § 443 et seq., allows mentally competent terminally ill adults to obtain prescription medication that can be ingested to achieve a peaceful death. This option is known as aid in dying (“AID”). However, the law prohibits assisting a patient with ingesting the medication. Cal. Health & Safety Code § 443.14(a).  Californians whose disability prevents them from ingesting the AID medicine without assistance are thus denied access, they are unable to achieve a peaceful death via AID.

Justin Morris talks with his mother Sandy Morris, left, on the deck of their home in Sierraville, Calif., on a recent day. (Frame from video by Kyle Methaney))

Plaintiff-patients are terminally ill Californians with illnesses which cause progressive loss of bodily function who want the option of a more peaceful death via AID, but because of progressive illness and advancing disability, they either (1) cannot self-administer the AID medicine without assistance or (2) will not be able to self-administer the AID medicine without assistance at the time they wish to ingest the drugs.  These patients are faced with a perverse choice:  ingest the AID medication earlier than they would like while they retain the physical ability to do so or else be forced to endure the final ravages of their illness if they wait and lose the ability to ingest without assistance.

This civil rights class action seeks to rectify the exclusion of physically disabled individuals from the EOLOA, calling for reasonable accommodation to ensure physically disabled Californians are afforded equal benefit of the EOLOA.

Plaintiff Sandra (Sandy) Morris has advanced amyotrophic lateral sclerosis (“ALS”), a progressive nervous system disease that affects nerve cells in the brain and spinal cord, causing progressive loss of muscle control. A mother of 3, Sandy was advised by her doctors that ALS is invariably fatal, and that there is no cure. Sandy is now entirely dependent on caregivers to meet her every need. Sandy will soon lack the hand strength and coordination to ingest the AID medication without assistance. Sandy is being forced by operation of the EOLOA to decide between ending her life sooner than she wants or suffering the slow-and-painful death she desperately wants to avoid if she waits and loses the ability to ingest without assistance.

Plaintiff Lonny Shavelson, M.D. is one of Sandy’s treating physicians. He would like to assist her in her desire for AID if she needs assistance in ingesting the medications, but feels he is barred from doing so, as the EOLOA only protects physicians from civil and criminal penalties so long as they do not “assist the qualified person in ingesting the aid-in-dying drug.” Dr. Shavelson says: “I have seen the assistance prohibition of the EOLOA adversely impact dozens of patients, either forcing them to make the choice to act sooner, while physically still able to do so, or wait and then lose the ability to access AID and then endure the prolonged sort of death they hoped to avoid.”

This complaint seeks injunctive relief requiring accommodation to enable such patients access to AID.  Plaintiffs assert that the State must ensure Ms. Morris, and others similarly situated, are not denied the option for a peaceful death via AID due to their disabilities.

The plaintiffs are represented by long-time patient rights advocate Kathryn Tucker, now Special  Counsel at Emerge Law Group. Tucker is past Executive Director of the Disability Rights Legal Center, and the End of Life Liberty Project, which was a sponsored project of UC Hastings/UCSF Consortiuum on Law, Science and Health Policy; prior to that she served as Director of Advocacy and Legal Affairs at Compassion & Choices for many years. Tucker has litigated many cases concerning the rights of patients with terminal illness , including Glucksberg v WA, Quill v NY, Baxter v Montana, Bergman v Eden Medical Center, Hargett v Vitas, AIMS et al v DEA.

Plaintiffs are also represented by leading disability rights litigator Cat Cabalo and civil rights litigator Adam Wolf of Peiffer Wolf.

View the Complaint here: EOLOA_.08.27 Complaint_Kathryn Tucker

Kathryn Tucker
Emerge Law Group
Phone: 206-595-0097
Email: kathryn@emergelawgroup.com

Adam Wolf
Peiffer Wolf Law
Phone: 415-766-3545
Email: awolf@peifferwolf.com

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On Friday, 7/23, Petitioners filed their Reply Brief with the Ninth Circuit Court of Appeals in AIMS et al v DEA. This concludes the briefing. The next event will be the oral argument/hearing on 9/2/21.

The full brief can be accessed here https://bit.ly/3rtVagW. Petitioners’ Reply rebuts DOJ’s attempt to avoid judicial review, refuting the contention that there is insufficient finality to the DEA’s action taken in response to AIMS’ query how DEA would accommodate RTT.

  • Agencies often take ‘final agency action’ in the form of a letter, as was the case here.
  • The official who responded to AIMS’ inquiry, DEA’s Deputy Assistant Administrator of Diversion Control Division, was an official with delegated authority to speak for the agency and did so.

On the merits, Petitioners’ Reply points out that the RTT amends the FDCA, which has primacy over the CSA in case of conflict. Accordingly, DEA must accommodate RTT.

  • DEA has impermissibly construed the CSA to “supersede the provisions of the [FDCA],” which is precisely the opposite of what § 902 commands.
  • DEA cannot construe the CSA—and its restrictions on schedule I drugs specifically—as forbidding RTT use under the FDCA
  • Because DEA does not and cannot regulate medical practice, it must accommodate RTT use (note: the DC Cir just ruled in an important case on this point earlier this month, restating established precedent forbidding agency overreach into medical practice)
    • DEA can, in its discretion, impose controls to prevent diversion
  • RTT is a unique single-subject statute that carves out a “niche” within the FDCA to sweep aside federal obstacles to therapeutic use of certain investigational drugs
  • Section 902 makes clear that in the event of an interpretive conflict, the CSA must yield.
  • DEA’s statement in its brief that “application of the CSA to restrict the use of psilocybin by patients with life-threatening conditions furthers the CSA’s main objectives ‘to conquer drug abuse and to control the legitimate and illegitimate traffic in controlled substances’ is patently ludicrous. Dying patients seek access to psilocybin therapy not for illicit drug abuse purposes but to obtain relief from debilitating depression and anxiety, seeking to achieve peace and comfort in their final days.
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A Seattle palliative care physician, co-director of an integrative oncology clinic, and a number of his patients with advanced cancer have sued the Drug Enforcement Administration (DEA) in a case seeking to compel the DEA to allow access to psilocybin therapy for patients with serious illness under state and federal Right to Try (RTT) laws. Well-known patient rights advocate Kathryn Tucker, Special Counsel at Emerge Law Group, along with a team of outstanding co-counsel from Perkins Coie, Yetter Coleman, and Vicente Sederberg, represent the Petitioners in AIMS et. al. v. DEA (CA 9 No. 21-70544).

Last week Petitioners’ Opening Brief was filed in the Ninth Circuit Court of Appeals.  On Friday, May 21, 2021, many parties joined this effort by filing amicus briefs in support of the Petitioners including the following:

  • Eight States and the District of Columbia (DC):

In their brief, the states and DC are defending their respective duly enacted statutes. States, as primary regulators of the practice of medicine, determine what constitutes legitimate medical practice in that state.  For example, the State of Washington enacted its RTT law by unanimous vote in 2017.  State amici contend that clear precedent recognizes it is impermissible for the DEA, a federal agency, to nullify duly enacted state statutes governing medical practice.

Link to the States’ and DC’s Amici Brief.

Media Contact:
Brionna Aho, brionna.aho@atg.wa.gov

  • The Cato Institute and the Goldwater Institute:

As the drafters and primary sponsors of RTT laws, the the Goldwater Institute (GI) has special insight into the legislative history of RTT laws, intended reach and scope, the underlying grassroots democratic nationwide movement to enact laws to allow seriously ill patients access to promising investigational drugs.

Link to Cato’s and GI’s Brief of Amici Curiae.

Media Contact:
JenTiedemann, jtiedemann@goldwaterinstitute.org

  • The American Civil Liberties Association (ACLU) of WA:

Washington’s leading advocate for civil liberties speaks to the civil liberties implicated in the choice of a dying patient to access an investigational drug in hopes of gaining relief from debilitating anxiety and depression in the final stages of life threatening illness.

Link to ACLU of WA’s Amicus Brief.

Media Contacts:
Mark Cooke, mcooke@aclu-wa.org
LaVendrick Smith, Media & Communications, lsmith@aclu-wa.org

  • End of Life Washington, the Washington Psychological Association, EvergreenHealth, A Sacred Passage Death Midwifery,  Past Presidents of the American Academy of Hospice and Palliative Medicine, Dr. Ira Byock, Dr. Timothy Quill,  Roland Griffiths PhD, and other prominent end of life care and palliative care physicians and researchers, and patients with advanced illnesses:

The amici address:  (i) the prevalence of anxiety and depression in those with life threatening illness; (ii) the devastating impact on both quality and quantity of life; (iii) evidence reflecting that anxiety and depression in those with serious illness reduces treatment compliance, which can shorten life expectancy; (iv) the importance of relief of anxiety and depression for both improved quality and extended quantity of life; and (v) how relief of anxiety and depression could impact patient choices for other end of life options, e.g. Aid in Dying (AID).

Link to End of Life Washington, et. al. Amici Brief.

Media Contact:
Judy Kinney, jkinney@endoflifewa.org

  • Law Professors and Bioethicists:

These academics discuss academic and policy criticisms of RTT laws, elucidating how, even if valid in other contexts, such concerns do not arise in context presented by this case, involving psilocybin as AID for relief of anxiety and/or depression; importance of adding palliative care tool to address anxiety and depression, especially in jurisdictions where patients empowered to choose AID.

Link to Professors’ and Bioethicists’ Amici Brief.

Media Contact:
Nico van Aelstyn, nvanaelstyn@sheppardmullin.com

 

 

 

 

 

 

 

 

 

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Emerge Law Group is proud to represent a Seattle palliative care physician and co-director of an integrative oncology clinic, and a number of his patients with advanced cancer in a case seeking to open access to psilocybin therapy for patients with serious illness under state and federal Right to Try laws. Well known patient rights advocate Kathryn Tucker, Emerge Special Counsel, along with a team of outstanding co-counsel from Perkins Coie, Yetter Coleman and Vicente Sederberg, represent the Petitioners in  AIMS et al v DEA.

Today we filed our brief, Petitioners Opening Brief, in the Ninth Circuit Court of Appeals.  The central contention is that the DEA,  a federal law enforcement agency with authority to prevent diversion of controlled substances, overstepped the limits of its authority in failing to recognize that the RTT requires it to allow access to eligible investigational drugs – psilocybin is one such drug – for therapeutic use by patients with serious illness. This is an affront to the autonomy of the states to serve their recognized function as primary regulators of the practice of medicine. It is in contravention of the RTT, which as an amendment to the Federal Food Drug and Cosmetic Act, is the statute with primacy here. And it denies seriously ill patients access to promising investigational drugs, causing irreparable harm.

Next week we expect others to join this effort by filing amicus briefs in support of the Petitioners. In June, the DOJ will file its brief. Petitioners will file a reply and the case will be set for oral argument, likely in September.

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By Kathryn L. Tucker, JD*

Recent medical research is establishing the powerful therapeutic uses of psilocybin in the treatment of anxiety and depression suffered by patients with terminal illness, as well as other possible indications. Studies show that patients with advanced cancer suffering from treatment-resistant anxiety and/or depression experienced significant reductions in both anxiety and depression and improvements of mood following a single, guided treatment with psilocybin, with no safety concerns or clinically significant adverse events.[1]

This is important because people with late-stage terminal disease endure suffering to a greater extent than those in the general population.[2] Dying patients frequently suffer depression and anxiety,[3] which can lead to earlier death. [4] Anxiety is the most common reason for psychiatric consultation among terminally ill cancer patients; in addition to potentially resulting in earlier death, it causes lower quality of life, increased levels of insomnia, decreased trust in physicians and poor treatment compliance.[5]

Despite the clear promise of psilocybin to address anxiety and depression in dying patients, it is not available. It is classified as a Schedule I drug regulated by the federal Controlled Substances Act.[6]Accordingly, it cannot  be prescribed by a physician, it  is not legally accessible to those who might benefit from it as a therapeutic treatment.

Oregon’s recently adopted Measure 109, the Oregon Psilocybin Services Act(“PSA”),  will make psilocybin in a therapeutic setting legal under Oregon state law.[7] The PSA establishes a two year ‘development program’ for development of regulations by the Oregon Health Authority (OHA), advised by a Psilocybin Advisory Board established within the OHA. Regulations governing the manufacture, transportation, delivery, sale and purchase of psilocybin products, and the provision of psilocybin therapy services, will be developed in this 2 year period. Therapy must take place with a trained and licensed psilocybin therapist at a licensed psilocybin services facility, and must consist of a preparation session, an administration session, and an integration session.  Licensees are exempt from the criminal laws of Oregon for possession, delivery or manufacture of psilocybin, aiding and abetting another in the possession, delivery or manufacture of psilocybin, or any other criminal offense in which possession, delivery or manufacture of psilocybin is an element. Terminally ill patients with anxiety and depression would be among those able to access psilocybin therapy under the proposed measure.

Prominent palliative care physicians have spoken out in support of psilocybin therapy. Former president of the Academy of Hospice and Palliative Medicine, Dr. Ira Byock, has observed: “Results suggest that therapy with psilocybin is well tolerated by seriously ill patients and, for some, remarkably effective in alleviating non-physical distress. . . . [T]herapeutic benefits often persist long after any pharmacologic effect of the drug.”[8]  Dr. Byock urges that “it is time to revisit the legitimate therapeutic use of psychedelics.”[9] End of Life advocacy groups have adopted policy supportive of access to psilocybin therapy for patients with advanced illness.[10]

The efficacy of psilocybin in relieving anxiety and depression in terminally ill patients is especially important in light of the fact that efforts of the past quarter-century to enhance palliative care for the terminally ill have yielded significant progress in reducing physical pain and discomfort.[11] However, little progress has been made in helping patients reduce anxiety or depression about, or come to terms with, the psychological and existential issues raised by impending death. Psychotherapy facilitated with psilocybin offers an additional palliative care tool to improve the wellbeing of terminally ill patients by mitigating psychological distress.

Oregon is no stranger to enacting alternative options for the terminally ill: With the passing of the Death with Dignity initiative in 1994, Oregon became the pioneer nationwide in empowering dying patients with the option of aid in dying(“AID”) and has maintained an open practice of AID since implementation began in 1998.[12]

AID refers to the practice of a physician providing a mentally competent, terminally ill patient with a prescription for medication that the patient could ingest to achieve a peaceful death and avoid further suffering.[13] In the debates leading to the passage of the statutory permissions for AID, virtually all voices emphasized the need to ensure that eligible patients were provided with excellent and effective palliative care, so that no patient was motivated to choose to precipitate death due to inadequate pain and symptom management.[14] Adding another intervention to the “tool box” of palliative measures available to terminally ill patients should be particularly welcome in Oregon, and other states that permit AID. Since these states already empower dying patients with both the option of eradicating consciousness via palliative sedation and advancing the time of death via AID, it is reasonable to allow these patients access to psilocybin for relief of anxiety and depression.[15]

Even though the PSA passed, psilocybin will remain illegal under federal law, unless rescheduled. Until that occurs, it is possible that a form of “cooperative federalism” could arise with regard to psilocybin use in Oregon.[16] This is a policy where the federal government refrains from taking prosecutorial action if state law permits use. The shelter provided by this approach depends on the policy of the U.S. Department of Justice, which can change as the political winds or office holder changes—as was the case with cannabis.[17]

There is a possible alternative avenue  to access psilocybin therapy for patients with life-threatening illness, provided in both state and federal law: Right to Try (“RTT”) Acts “allows use of unapproved medical products by patients diagnosed with a terminal illness in accordance with State law,” barring federal prosecution for manufacturing, prescribing, and dispensing medications to such patients where certain conditions are met.[18] Under RTT, therapeutic use of psilocybin with patients with “a life-threatening disease or condition,”[19] is protected because psilocybin meets the requirements to be deemed an “eligible investigational drug,”[20] as it has completed Phase I clinical trials and remains under investigation.[21] Hence, terminally ill Oregonians suffering from anxiety and/or depression ought be able to  legally access psilocybin therapy apart from and before implementation of the PSA.[22] A case seeking to establish that access to psilocybin for therapeutic purposes under RTT is protected has been filed. AIMS et al v DEA (filed March 8, 2021, CA9 21-70544)

Conclusion

Psilocybin appears to offer clear benefit to alleviate anxiety and depression suffered by those with terminal illness.  Oregon adopted Measure 109 in November 2020, making psilocybin therapy legal under Oregon law.  However, access to such therapy under the PSA will not be permitted before 2023; even then question will remain with regard to federal exposure.  It is possible that access under Right to Try can begin sooner than the PSA permits, with safe harbor under both state and federal law.

 *   Kathryn L. Tucker, J.D., is Special Counsel at Emerge Law Group. She is also Executive Director of the End of Life Liberty Project, dedicated to protecting and expanding the rights of the terminally ill, which she founded during her tenure as Executive Director of the Disability Rights Legal Center, a leading disability rights advocacy organization. Previously, Tucker served for two decades as Director of Advocacy and Legal Affairs for Compassion & Choices, engaging multidimensional advocacy to improve care and expand choice at the end of life. Prior to that, she practiced law with Perkins Coie. She has held faculty appointments at Loyola Law School, Los Angeles, the University of Washington School of Law, Seattle University School of Law, and Lewis & Clark Law School, teaching in the areas of law, medicine, and ethics pertinent to the end of life. Tucker currently represents the physician and patients in the case discussed herein, AIMS et al v DEA (filed March 8, 2021, CA9 21-70544). Ms. Tucker can be reached at kathryn@emergelawgroup.com.

[1]  Charles S. Grob et al., Pilot Study of Psilocybin Treatment for Anxiety in Patients with Advanced-Stage Cancer, 68 Arch Gen Psychiatry 71, 71 (2011) (anxiety levels measured at one, three, and six months after treatment “demonstrated a sustained reduction in anxiety”); Roland R. Griffiths et al., Psilocybin Produces Substantial and Sustained Decreases in Depression and Anxiety in Patients With Life-Threatening Cancer: A Randomized Double-Blind Trial, 30 J. of Psychopharmacology 1181, 1195 (2016) (single dose of psilocybin produced large and significant decreases in depression, anxiety or mood disturbance, and increases in measures of quality of life, life meaning, death acceptance, and optimism in patients with a life-threatening cancer diagnosis; effects sustained at 6 months); Matthew W. Johnson & Roland R. Griffiths, Potential Therapeutic Effects of Psilocybin, 30 Neurotherapeutics 734, 734 (2017); Stephen Ross, Therapeutic Use of Classic Psychedelics to Treat Cancer-Related Psychiatric Distress, 30 Int’l Rev. Psychiatry 317 (2018) (review of clinical trials from 1960–2018 researching therapeutic use of psychedelic treatment in patients with serious or terminal illnesses and related psychiatric illness; psychedelic-assisted treatment produces rapid, robust, and sustained improvements in cancer-related psychological and existential distress.). See also Tara C. Malone et al., Individual Experiences in Four Cancer Patients Following Psilocybin-Assisted Psychotherapy, Frontiers in Pharmacology (Apr. 3, 2018), https://www.frontiersin.org/articles/10.3389/fphar.2018.00256/full (anxiety, depression, and other existential distress relieved with psilocybin treatment;benefits were sustained throughout follow-up). See generally Lauren Slater, How Psychedelic Drugs Can Help Patients Face Death, N.Y. Times (Apr. 20, 2012), https://www.nytimes.com/2012/04/22/magazine/how-psychedelic-drugs-can-help-patients-face-death.html (“ administering psilocybin to terminally ill subjects could be done safely while reducing the subjects’ anxiety and depression about their impending deaths.”).

[2] See, e.g., Harvey Max Chochinov, Psychiatry and Terminal Illness, 45 Can. J. Psychiatry 143, 146–48 (2000); see also Wendy G. Lichtenthal et al., Do Rates of Mental Disorders and Existential Distress Among Advanced Stage Cancer Patients Increase as Death Approaches?, 18 Psychooncology 50, 54 (2009); Alex J. Mitchell et al., Prevalence of Depression, Anxiety, and Adjustment Disorder in Oncological, Haematological, and Palliative-Care Settings: A Meta-Analysis of 94 Interview-Based Studies, 12 Lancet Oncology 160, 167 tbl. 2 (2011).

[3] Research shows that 18% of terminally ill cancer patients experience moderate anxiety, while 12% suffer severe anxiety. Elissa Kolva et al., Anxiety in Terminally Ill Cancer Patients, 42 J. Pain & Symptom Mgmt. 691 (2011)).

[4] M. Pinquart et al, Depression and Cancer Mortality, Psychol. Med. 2010 Nov.;40(11) :1797-810. doi: 10.1017/S0033291709992285. Epub 2010 Jan 20. PMID: 20085667; PMCID: PMC2935927.

[5] Kolva, et al., supra note 3, at 692.

[6] U.S. Drug Enf’t Admin., Controlled Substances (2020), https://www.deadiversion.usdoj.gov/schedules/orangebook/c_cs_alpha.pdf (listing controlled substances in alphabetical order, per authority as codified in the Controlled Substances Act, 21 U.S.C. § 811).

[7] Oregon Initiative Petition 109 (2020), https://oregonvotes.org/irr/2020/034text.pdf.

[8] Ira Byock, The Case Against Physician-Assisted Suicide and Euthanasia, in The Oxford Handbook of Ethics at the End of Life 364, 379 (Stuart J. Youngner & Robert M. Arnold eds., 2014); see also Ira Byock, Experiences of Hallucinogen Treatment, 27 The Psychologist 676, 678 (2014) (“[P]articipants report not mere alleviated anxiety or depression, but also an enduring sense of well-being.”).

[9] Ira Byock, Taking Psychedelics Seriously, 21 J. Palliative Med. 417, 419 (2018).

[10] End of Life Washington,  “Policy Statement and Review: Psilocybin Therapy for Emotional Suffering Caused by Terminal Illness.”  https://endoflifewa.org/news/policy-statement-and-review-psilocybin-therapy-for-emotional-suffering-caused-by-terminal-illness/

[11] For patients with pain and other distressing physical symptoms that are resistant to treatment, the intervention known as “palliative sedation” has become accepted in both law and medicine. This treatment involves the administration of medication to eliminate consciousness, so the patient has no awareness of suffering, and food and fluid are withheld until death arrives. The right of a patient to elect palliative sedation was recognized by the Supreme Court of the United States in the companion Quill and Glucksberg cases decided in 1997. See Washington v. Glucksberg, 521 U.S. 702 (1997); Vacco v. Quill, 521 U.S. 793 (1997); see also Robert A. Burt, The Supreme Court Speaks: Not Assisted Suicide but a Constitutional Right to Palliative Care, 337 New Eng. J. Med. 1234, 1234 (1997). Extensive medical literature discusses this intervention. See Susan R. Bruce et al., Palliative Sedation in End-of-Life Care, 8 J. Hospice & Palliative Nursing 320 (2006); Nathan I. Cherny & Russell K. Portenoy, Sedation in the Management of Refractory Symptoms: Guidelines for Evaluation and Treatment, 10 J. Palliative Care 31 (1994); Alexander De Graeff & Mervyn Dean, Palliative Sedation Therapy in the Last Weeks of Life: A Literature Review and Recommendations for Standards, 10 J. Palliative Med. 67 (2007); Eric L. Krakauer et al., Sedation for Intractable Distress of a Dying Patient: Acute Palliative Care and the Principle of Double Effect, 5 Oncologist 53 (2000); Paul Rousseau, Palliative Sedation in the Management of Refractory Symptoms, 2 J. Supportive Oncology 181, 185 (2004); O.S. Rosengarten et al., Palliative Sedation at Home, 25 J. Palliative Care 5, 5–11 (2009); Nathan I. Cherny, Sedation for the Care of Patients with Advanced Cancer, 3 Nat. Clinical Pract. Oncology 492 (2006). Much of this literature reflects a sharp divide between use of palliative sedation intervention for physical symptoms (which is supported), and non-physical suffering, the use of which is not allowed. See e.g., The Problem of Psychological Suffering, Stanford Sch. of Med., https://palliative.stanford.edu/palliative-sedation/the-problem-of-psychological-suffering/ (last visited Oct. 10, 2020) (“Palliative sedation for psychological or existential suffering is ethically and morally more problematic than is sedation for physical suffering.”).

[12] Oregon has a relatively large population of physicians who include aid in dying in their medical practice. In 2019, 112 physicians wrote 290 prescriptions (1–33 prescriptions per physician). Or. Health Auth., Oregon Death With Dignity Act: 2019 Data Summary 7 (2020). The number of attending physicians has increased since 1998; it has been relatively stable for the past five years. Id.

[13] AID is permitted by statute in Oregon, Washington, Vermont, California, Colorado, Hawaii, Maine, New Jersey, and the District of Columbia; additionally, it is permitted via a state supreme court decision in Montana. See Death with Dignity Acts, Death with Dignity, https://www.deathwithdignity.org/learn/death-with-dignity-acts/ (last visited Oct. 10, 2020).

[14] Opponents of AID have argued that since some dying patients can access medication to facilitate a peaceful death, access to psychedelics for palliative care should be allowed. For example, one well known end of life care clinician has written: “[I]n (various jurisdictions), a physician can legally write a prescription for lethal medications for a terminally ill person but cannot prescribe medications or make a referral for pharmaco-assisted psychotherapy that might alleviate the distress that is making the person want to end his or her life. . . . [R]elaxing the prevailing legal and regulatory restrictions on such research merits a place within the policy agendas of the medical profession, particularly the specialties of psychiatry and hospice and palliative medicine.” Byock, The Case Against Physician-Assisted Suicide and Euthanasia, supra note 35 at 379.

[15] It is not known whether psychotherapy facilitated with psilocybin would alter a patient’s choice for either palliative sedation or AID; this is a question which merits investigation.

[16] See, e.g., Chemerinsky, supra note 27 (explaining the concept of cooperative federalism).

[17] In the cannabis context, the Obama administration initially threatened to “vigorously enforce” the CSA against California, which was poised to be the first state to legalize cannabis through Prop-19. See John Hoeffel, Oct. 16, 2020, Holder Vows Fight Over Prop. 19, Los Angeles Times, https://www.latimes.com/archives/la-xpm-2010-oct-16-la-me-marijuana-holder-20101016-story.html. However, after California and Colorado proceeded with legalizing the cannabis marketplace, a policy to refrain from federal enforcement was articulated in a memorandum issued by U.S. Deputy Attorney General James Cole. See Memorandum from James M. Cole, Deputy Attorney General, Office of the Deputy Attorney Gen., on Guidance Regarding Marijuana Enf’t (August 29, 2013), https://www.justice.gov/iso/opa/resources/3052013829132756857467.pdf. This was subsequently rescinded by Attorney General Sessions during the Trump administration. See Memorandum from Jefferson B. Sessions, Attorney General, Office of the Attorney Gen., on Marijuana Enf’t (January 4, 2018), https://www.justice.gov/opa/press-release/file/1022196/download.

[18] 21 U.S.C. § 360bbb-0a; see also Right to Try, U.S. Food & Drug Admin., https://www.fda.gov/patients/learn-about-expanded-access-and-other-treatment-options/right-try (last visited Aug. 27, 2020). The federal RTT was enacted after a wave of state RTT enactments, which included Oregon in 2015. See H.B. 2300, 2015 Leg., 78th Sess. (Or. 2017).

[19] Such patients must be “unable to participate in a clinical trial involving the eligible investigational drug.” 21 U.S.C. § 360bbb-0a(a)(1)(B). This would be the case for Oregonians, as no clinical trials for psilocybin use are taking place in Oregon. See Psilocybin, U.S. Nat’l Library of Med., https://clinicaltrials.gov/ct2/results/map/click?map.x=229&map.y=228&term=psilocybin&mapw =1031 (last visited Oct. 10, 2020).

[20] 21 U.S.C. §360bbb-0a(a)(2)(a).

[21] See supra note 1; see also Psilocybin Investigator’s Brochure, Usona Inst. 47-48 (2020),  https://www.usonainstitute.org/wp-content/uploads/2020/08/Usona_Psilocybin_IB_V3.0_08.31.2020_cc.pdf. (last visited Jan. 31, 2021).

[22] Oregon enacted its RTT act in 2015. Compliance with the particulars of the RTT—such as payment for therapy and waiver of liability—would need to be observed. One might  argue that offering psilocybin therapy to terminally ill patients seeking to advance time of death via AID should evolve as a best practice.

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On behalf of terminally ill patients suffering anxiety and depression, we announce an advocacy effort to open access to psilocybin for terminally ill patients under state and federal “Right to Try” (RTT) laws. Well known patient rights advocate Kathryn Tucker, Co-Chair of the Psychedelic Practice Group of Emerge Law Group, represents a Seattle oncology clinic, Advanced Integrative Medical Science (AIMS) Institute, and its co-director Sunil K. Aggarwal, MD, PhD, a noted palliative care specialist in seeking permission to access psilocybin for the purpose of treating terminally ill patients suffering anxiety and/or depression.

Petitioners rely upon state and federal RTT laws, which protect access to investigational drugs not yet been approved for use, recognizing that terminally ill patients do not have the luxury of time to await the slow process of new drug approval. The clinician has approached the federal Drug Enforcement Administration (DEA) to make psilocybin available for use in treating terminally ill patients suffering anxiety and/or depression. See letter to the DEA dated January 15, 2021.  DEA responded in a letter dated February 12, 2021, stating that DEA has no authority to waive any of the provisions of the federal Controlled Substances Act, thereby denying therapeutic use.  Read more about this Right to Try Effort in a recent Seattle Times article.  On March 8, 2021, a Petition for Review was filed in the United States Court of Appeals for the Ninth Circuit by AIMS, Dr. Aggarawal and others seeking review of DEA’s decision in its February 12, 2021 letter.

We will be holding a media briefing today at 10 am PST.  Details can be found at:  https://goteamtbg.com/dying-patients-need-access-to-psilocybin-for-anxiety-and-depression-relief/ 

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In November 2020, Oregon voters approved a first of its kind initiative to make psilocybin therapy legal under Oregon state law. The Oregon Psilocybin Services Act (PSA) is heavily regulatory, establishing a two year ‘development period’ for development of regulations by the Oregon Health Authority (OHA), advised by a Psilocybin Advisory Board to be established within OHA, governing the manufacture, transportation, delivery, sale and purchase of psilocybin products and the provision of psilocybin therapy services. Services must take place with a trained and licensed psilocybin facilitator at a licensed psilocybin services facility, and must consist of a preparation session, an administration session, and an integration session. Assuming all requirements are met, licensees are exempt from the criminal laws of Oregon for possession, delivery or manufacture of psilocybin, aiding and abetting another in the possession, delivery or manufacture of psilocybin, or any other criminal offense in which possession, delivery or manufacture of psilocybin is an element.

This is promising for those seeking relief from a variety of mental health challenges.

However, the PSA only makes psilocybin legal under State law; psilocybin will remain illegal under the federal Controlled Substances Act unless and until it is rescheduled by the DEA or another federal law makes access legal.

It is possible that a form of “cooperative federalism” could arise with regard to psilocybin use in Oregon. This is an approach where the federal government refrains from taking prosecutorial action if state law permits use. A helpful analysis of how this evolved in the context of cannabis is presented in this article by my colleague Professor Erwin Chemerinsky: Cooperative Federalism and Marijuana Regulation, 62 UCLA L. Rev. 74 (2015).

The shelter provided by this approach depends on the policy of the U.S. Department of Justice, which can change as the political winds or office holder changes—as was the case with cannabis. The Obama administration initially threatened to “vigorously enforce” the CSA against California, then poised to be the first state to legalize cannabis. However, after states began legalizing the cannabis marketplace, U.S. Deputy Attorney General James Cole issued a memorandum articulating a policy to refrain from federal enforcement (“The Cole Memo,” August 29, 2013). This was subsequently rescinded by Attorney General Sessions during the Trump administration. (“The Sessions Memo,” January 4, 2018).

With the Biden administration’s new Attorney General, it appears the cooperative federalism approach will be revived. In comments in his confirmation hearing, nominee Merrick Garland expressed the view that it is not “a useful use of limited resources” to go after people who are complying with state laws, and that the Justice Department would adopt a “hands-off” policy for enforcing federal drug laws where states have adopted law permitting and regulating. “It does not seem to me useful the use of limited resources that we have to be pursuing prosecutions in states that have legalized and are regulating the use” … “I don’t think it’s a good use of our resources where states have already authorized, and it only confuses people obviously within the state.”

This reasoning may apply to psilocybin as well, boding well for Oregon’s pioneering Psilocybin Services Act. If you have any questions regarding how the changing federal landscape may affect your business, please reach out to either of the Co-Chairs of  the Psychedelic Practice group at Emerge for assistance. Shareholder Dave Kopilak was the principal drafter of the PSA. Special Counsel Kathryn Tucker brought voices from the end of life care community to support the PSA.

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Multiple recently conducted clinical trials show that therapy with psilocybin for relief of anxiety and depression in patients with advanced cancer is safe and remarkably effective.  This is welcome news for patients with advanced illnesses and those who care for them. While much progress has been made in the past quarter century in addressing physical pain and suffering with new recognition of rights to choose end of life care options, little progress has been made in addressing non-physical suffering.  My work of the past 30 years has focused on advocacy to promote improved end of life care, empowering terminally ill patients to determine how they journey through their illness and across the threshold of death consistent with their values, beliefs, and preferences. Sometimes this has involved advocacy to ensure that patients are informed about, and able to choose among, all end of life care options.  Other times it has involved advocacy to ensure attentive and aggressive pain management.  I have represented dozens of terminally ill patients in cases across the country in state and federal courts, and in legislative proceedings, seeking the right to choose a more peaceful death by ingesting medication intended for this purpose, a practice known as aid in dying.  Law and medicine has evolved.  The standard of care relating to pain and symptom management has also evolved and aggressive forms of pain management have become accepted in both law and medicine.  This now includes palliative sedation, where consciousness is eradicated while food and fluid are withheld until death arrives.  A broader range of options has also become more widely available, as a growing number of states  permit aid in dying.

While all this progress is celebrated, a notable gap in the palliative care toolbox is evident.  Modalities to address non-physical pain and suffering have not kept pace and the evidence shows that a significant percentage of terminally ill patients suffer unrelieved anxiety and depression.  Hence the keen interest in the findings of clinical trials of psilocybin therapy showing remarkable efficacy in mitigation.

But the question remains: how can patients with life-threatening illness access psilocybin therapy?  Psilocybin is listed on Schedule I of the Controlled Substances Act (CSA) meaning it is deemed to have no currently accepted medical use for treatment in the US.  Therefore, clinicians cannot prescribe it and it is unlawful for them to manufacture, distribute, or possess it.  Ongoing clinical trials are directed at the goal of rescheduling psilocybin under the CSA so that it can be prescribed and utilized for therapeutic purposes.  However, those trials and the process of rescheduling can take many years.  Dying patients do not have the luxury of time to wait.

In recent years, recognition of this reality led to the enactment of so-called Right to Try (RTT) statutes in more than 40 states, and, in 2018, by the US Congress.  These laws are intended to allow patients with advanced life-threatening illness to access otherwise prohibited drugs if certain conditions are met, including that the drug has completed a Phase I clinical trial and remains under investigation.

All of the requirements of RTT are met with regard to psilocybin. Accordingly, it should be available to patients with advanced life-threatening illness, notwithstanding its designation on Schedule I.  Interestingly, a few states do exclude Schedule I substances from their ambit; however, this is not the case with the majority of the state acts nor the federal statute.  That said, it appears the DEA has not yet accommodated the Right to Try Act.  This is clear for anyone who attempts to follow DEA rules and procedures for registering under the CSA.  The registration options simply do not accommodate RTT and there is no provision for access to Schedule I drugs for therapeutic use (only research use is provided for).

Emerge Law Group is taking this issue forward on behalf of an integrative oncology clinic in Seattle, its palliative care director, and a number of their patients who want psilocybin therapy and for whom their palliative care clinician believes it would offer relief. We are seeking registration from the state and federal agencies vested with authority under the CSA, the Washington Department of Health’s Pharmacy Quality Assurance Commission, and the US Drug Enforcement Administration to enable the clinic to access this medicine.  We are eager to see how the DEA comes to accommodate RTT.  Once this accommodation is achieved, access nationwide for the population of terminally-ill patients and their providers will be possible, bringing relief to countless numbers of suffering patients.

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First of its Kind Advocacy Effort to Open Access to Psilocybin for Terminally Ill Patients

Emerge Law Group is representing its client, the Advanced Integrative Medical Science Institute (AIMS), a leading oncology clinic in Seattle, and its co-director Sunil K. Aggarwal, MD, PhD, a noted palliative care specialist, in AIMS’ novel effort to seek permission from state and federal controlled substance regulatory agencies to manufacture psilocybin by growing psilocybe mushrooms for the purpose of treating terminally ill patients suffering with anxiety and/or depression. We believe that state and federal Right to Try (RTT) laws protect this conduct. RTT laws allow access to investigational drugs, recognizing that terminally ill patients do not have the luxury of time to await the slow process of new drug approval. Psilocybin is produced in the psilocybe mushroom; AIMS is seeking to manufacture the psilocybin from psilocybe mushrooms it will grow and is pursuing necessary registrations consistent with state and federal controlled substance laws.

Medical research demonstrates the powerful therapeutic uses of psilocybin. Multiple studies demonstrate that patients with advanced cancer suffering from treatment resistant anxiety and/or depression experience significant relief following a single treatment with psilocybin, with no safety concerns or adverse events.

The promise of therapeutic use of psilocybin is critically important for people with terminal diseases who experience emotional suffering to a greater extent than those in the general population. Dying patients frequently suffer depression and anxiety. For these patients, therapy facilitated with psilocybin may provide much needed relief.

All of the requirements of RTT are met with regard to psilocybin: (i) it has been granted investigational status as an “investigational new drug”(IND); (ii) Phase I clinical trials have been completed; and (iii) it remains under investigation but is otherwise not available. AIMS is taking the unusual step of seeking to produce its own supply of psilocybin because Usona Institute, an entity which holds a federal Investigational New Drug approval for psilocybin and supplies much of the psilocybin used in clinical trials, has declined to provide the medicine to AIMS despite requests that it do so.  If the RTT effort is successful it could be a model for other clinics across the U.S.

In Washington, and in many other states, dying patients are able to access controlled substances to eradicate consciousness (through an intervention known as palliative sedation) and to advance the time of death (through aid in dying). Surely these patients ought to be able to access controlled substances to expand and elevate consciousness. As an advocate who has spent my career in advocacy to protect and expand the rights of the terminally ill, I believe so.

For more information contact Emerge Law Group Psychedelic Practice Group Co-Chairs, Kathryn Tucker or Dave Kopilak.

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FRANCHISE LAW

Franchisors

Franchise law is a heavily regulated area of law.  We help clients expand their businesses through franchising and other distribution methods. We have experience in many industries including, restaurants, health, and beauty, alcohol, and cannabis among others. Our representative services include the following:

Franchisees

We also help potential franchisees interested in buying a franchise. We are able to assist with evaluation of franchise opportunities with respect to:

Alternative Structures

However, not all businesses are suited to franchise. We are also experienced with helping clients structure alternative distribution methods to prevent classification as a franchise.

MERGERS AND ACQUISITIONS

Our M&A attorneys are highly experienced in counseling clients who are considering acquisitions or exit strategies.  We have many years of experience handling deals of various types and sizes, ranging from sales of small closely-held business, private companies, and publicly-traded corporations.  We have represented business owners, private equity firms and investment banks in a wide range of industries. 

We have a deep business bench, and Emerge attorneys have handled transactions of all shapes and sizes.  Whether your deal is valued at $100,000 or $100,000,000, our experienced attorneys will guide you through the deal process.

We understand the intensity, technical skill and judgment needed to get deals done, and we provide our clients with timely, practical and cost-effective legal advice.  We are highly capable in all aspects of M&A, including the following:

CANNABIS INDUSTRY

Emerge Law Group is highly experienced in the cannabis industry.  We have helped many clients obtain state licenses and local permits to operate cannabis businesses throughout California, Oregon, and Washington.

Emerge attorneys were instrumental in the drafting and passage of Oregon Measure 91, legalizing marijuana in the State of Oregon, and have represented cannabis businesses well before many law firms were willing to enter the cannabis industry. As a firm that has provided legal services in the cannabis space for many years, we are familiar with the unique and complex issues businesses and individuals face in an emerging and highly regulated industry.

We regularly help clients with:

Cannabis laws and rules are also regularly changing.  Members of our team are dedicated to attending legislative hearings, state agency and local city and county meetings to stay up-to-date on any new changes and how to adjust to any new changes.

See our Cannabis Industry page for more information.

PSYCHEDELICS

There is tremendous excitement about the potential for psychedelic drugs to benefit a wide variety of populations, including terminally ill patients suffering with anxiety and depression. Until recently, psychedelic substances have been accessible only in the illicit market and are illegal under federal and state to manufacture, distribute, or possess. These substances have, since 1970, been treated as having no legitimate medical use, and no commercial application. As such, no one invested in this area or required legal services, outside of the criminal context.

Today, researchers in a multitude of clinical studies are proving the medical safety and efficacy of these medicines, with the objective of changing the treatment of these substances under the Controlled Substances Act. Companies are now actively raising money to develop intellectual property and seize market opportunities associated with psychedelic drugs.

In addition, advocates at the state and local levels are not waiting for the rescheduling of these substances and are active in undertaking efforts to decriminalize these substances and/or make them affirmatively legal under state and/or municipal law. Decriminalization already has occurred in cities including Denver, Oakland, Santa Cruz, and Ann Arbor. Oregon is poised to be the first state to make psilocybin therapy affirmatively legal. Emerge Law Group is working with a wide array of clients pushing forward in this emerging area.

See our Psychedelics Practice Group page for more information.

TAXATION

CORPORATE AND PARTNERSHIP TAX

Businesses of all kinds benefit from a customized but systematic approach to structuring legal relationships. Emerge Law Group helps businesses and business owners with a variety of tax planning matters.

Representative client services include:

ESTATE PLANNING

Estate planning encompasses everything from a will and power of attorney to combined estate and business succession planning. In almost all cases, the purpose of the plan is to help the client protect those they care about most in the event they can no longer be there for them.

Emerge Law Group has experience with a wide range of tools used in estate planning, including wills, trusts, and family business entity planning.

TAX CONTROVERSIES

Emerge Law Group can assist with the resolution of difficult tax controversies. Our areas of emphasis and experience include:

REAL ESTATE TRANSACTIONS

Emerge Law Group assists clients with a wide range of real estate transactional matters.  We regularly help clients with:

LAND USE

Emerge Law Group also assists clients with all aspects of local government land use and development processes, ranging from preliminary property analyses and building permit issues to complex land use reviews and hearings. Our attorneys are experienced in obtaining land use entitlements and development permits for a wide range of uses.

We regularly help clients with:

Above all, we understand the value of working with cities and counties to enhance communities while developing the land to its potential. We strive to create solutions to land use issues that serve to better our clients and the communities in which they live and work.

LITIGATION AND ALTERNATIVE DISPUTE RESOLUTION

The attorneys in Emerge Law Group’s Litigation and Alternative Dispute Resolution practice group litigate commercial, intellectual property, and public interest matters in state and federal courts, as well as private mediation and arbitration proceedings.  Our lawyers have represented national and regional financial institutions, major media, entertainment and technology companies, and other Fortune 500 companies in a broad array of high-stakes disputes.  Our team of litigators has handled leading cases that have shaped the law in cutting-edge business, technology, free speech, and public interest impact lawsuits in trial and the courts of appeal.

We have particular expertise in handling civil litigation and regulatory enforcement matters in the cannabis and psychedelic industries.  While many firms claim expertise in the these industries, few have our depth of experience successfully litigating contract, trademark, partnership, shareholder, land use, and real estate disputes in court and arbitration.  Even fewer firms have our level of experience handling writ of mandate proceedings against the government regulators.

Our litigators practice in California, Oregon, and Washington, but have appeared in state and federal courts nationwide.  Our knowledge of our clients’ businesses, goals and concerns, and our experience litigating at the highest levels, give us unique insight into possible outcomes and pitfalls as we continuously confront issues of new impression.

No matter what the industry, we pride ourselves in achieving our clients’ objectives through efficient and creative solutions primarily designed to avoid disputes in the first place—which is always the best litigation strategy.  Many times, our clients obtain excellent outcomes before or at the earliest stages of litigation because our adversaries quickly recognize the challenges they will face in litigating against us.  When litigation is unavoidable, however, we work hard to provide our clients with both cost-efficient and “big firm” quality representation.

 

INTELLECTUAL PROPERTY

Your intellectual property (or “IP”) strategy can harness your most valuable information and intangible assets including your name, your brand, your designs, your content, your services, and your products — what makes your business stand apart in a competitive world.  We can help you evaluate and build your IP portfolio, then secure it, monetize it, and protect it.

IP encompasses multiple areas of law and different types of information or material.

Our Intellectual Property practice focuses on:

TRADEMARK

Trademarks include names, signs, logos, designs, phrases, slogans, expressions, and sometimes even colors, sounds, or smells that identify or distinguish one business compared to others.  Trademark protection is fundamental in securing your “brand.”

COPYRIGHT

Copyright covers original works of creative authorship fixed in a tangible medium of expression.  This includes literary, dramatic, musical, and artistic works, such as poetry, novels, designs, movies, songs, computer software, and architecture. Copyright does not protect facts, ideas, systems, or methods of operation, although it may protect the way these things are expressed.  Depending upon the type of work, “moral rights” (such as the right of attribution) may be implicated as well.

TRADE SECRET

Trade secret laws can vary somewhat between states, but generally trade secrets cover information, including drawings, cost data, customer lists, formulas, recipes, patterns, compilations, programs, devices, methods, techniques or processes that derive economic value from not being generally known and are the subject of efforts that are “reasonable under the circumstances” to maintain secrecy.

PRIVACY

Depending upon where you live or operate, there is a special patchwork of laws and regulations that protect and regulate personal information.  If you are handling or giving out personal or potentially sensitive information, you may be implicating privacy laws.

PUBLICITY

Publicity rights address the commercial use of an individual’s face, name, image, or likeness.  These rights vary state-to-state.  Marilyn Monroe, for example, lived in multiple states which created complex questions about her publicity rights.

Our Intellectual Property services include:

FINANCIAL INSTITUTIONS

In states where new cannabis banking opportunities exist, Emerge Law Group has the proven expertise in creating canna-banking programs to efficiently capitalize on those opportunities. Our Banking Practice Group specializes in working with banks and credit unions to develop regulatory compliant programs and operational best practices. We also train banking staff to become experts in canna-banking so they can effective understand and manage the risk affiliated with canna-banking.

We regularly help clients with:

EMPLOYMENT LAW

At Emerge Law Group, we recognize that employees are the heart and soul of any successful business.  Our Employment Law Practice Group works with employers to help them effectively manage their workforce, navigate the complex web of federal, state and local employment laws and, if necessary, defend against claims before administrative agencies and in court.

We regularly help clients with:

CORPORATE FINANCE AND SECURITIES

Our corporate finance and securities lawyers are experienced attorneys who have practiced at large law firms, worked as in-house counsel for public companies and investment banks, and owned and operated start-up companies. We work with clients to help achieve their financing goals while safely navigating the highly technical securities law landscape. 

In addition to representing issuers, we also routinely represent institutional and individual investors, including in connection with fund formation and investments.

Our expertise includes:

We have a deep understanding of the financing options available to businesses, including simple unsecured loans, asset-backed financing, convertible debt, common and preferred equity, crowdfunding and various other structures.  We work closely with our clients to understand their business and financing needs, ensure they are prepared to approach investors and choose the right partners, structure and negotiate terms, navigate the due diligence process and successfully close the deal.

COMPLIANCE AND LICENSING

ALCOHOL AND BEVERAGE INDUSTRY

Emerge attorneys have represented businesses in the alcohol and beverage industry, including wineries, breweries, distilleries, restaurants, bars, movie theaters, golf courses, and gas stations.  We can help you vet new locations, acquire existing locations, and apply for the appropriate liquor license.  We also provide training to comply with applicable rules and regulations, prepare operating procedures, submit renewals, and keep clients protected in the event of any potential violations or administrative hearings.

CANNABIS INDUSTRY

Emerge Law Group is highly experienced in the cannabis industry.  We have helped many clients obtain state licenses and local permits to operate cannabis businesses throughout California, Oregon, and Washington.  We regularly help clients with:

Cannabis laws and rules are also regularly changing.  Members of our team are dedicated to attending legislative hearings, state agency and local city and county meetings to stay up-to-date on any new changes and how to adjust to any new changes.

See our Cannabis Industry page for more information.

PSYCHEDELICS INDUSTRY

Emerge Law Group is a leader in the psychedelics industry.  There is tremendous excitement about the potential for psychedelic drugs to benefit a wide variety of populations, including veterans struggling with PTSD and terminally ill patients suffering with anxiety and depression.  Until recently, psychedelic substances have been accessible only in the underground; they are illegal under state and federal law to manufacture, distribute, or possess.  These substances have, since 1970, been treated as having no legitimate medical use, and no commercial application.  As such, businesses have not invested in this area or required legal services, outside of the criminal context.

Today, psychedelics are proceeding toward legalization on multiple paths.  Researchers in a multitude of clinical studies are proving the medical safety and efficacy of these medicines, with the objective of changing the treatment of these substances under the federal Controlled Substances Act, opening legal access to them.  Private and public companies are now actively raising money to develop intellectual property and capitalize on the market opportunities associated with psychedelic drugs.  Opportunities to be early actors in this new arena are tremendous.

See our Psychedelics Practice Group page for more information.

BUSINESS AND CORPORATE

Our business transactions team is made up of highly experienced transactional attorneys who have practiced at large law and accounting firms, worked as in-house counsel for public companies and investment banks, and owned and operated start-up companies. We understand complex legal matters and provide high quality legal services in a cost-effective manner.  Our clients value our experience, knowledge and judgment.

ENTITY FORMATION

Our team routinely advises clients regarding:

CORPORATE GOVERNANCE

Emerge attorneys also advise on-going concerns with: